-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TKwlK0oHZ8hQEmlnS3ghWQ+hY+U6F2K6mHIycheLUqptpLWluoHjmeQmH9/iDFMe 1BHqkSEVXvYEA4459VRmgg== 0001171843-10-000131.txt : 20100204 0001171843-10-000131.hdr.sgml : 20100204 20100203183136 ACCESSION NUMBER: 0001171843-10-000131 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100204 DATE AS OF CHANGE: 20100203 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SIMMONS FIRST NATIONAL CORP CENTRAL INDEX KEY: 0000090498 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 710407808 STATE OF INCORPORATION: AR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 501 MAIN STREET STREET 2: C/O SIMMONS FIRST NATIONAL CORP CITY: PINE BLUFF STATE: AR ZIP: 71601 BUSINESS PHONE: 8705411000 MAIL ADDRESS: STREET 1: 501 MAIN STREET STREET 2: C/O SIMMONS FIRST NATIONAL CORP CITY: PINE BLUFF STATE: AR ZIP: 71601 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SIMMONS FIRST TRUST CO NA CENTRAL INDEX KEY: 0001085338 IRS NUMBER: 710832709 STATE OF INCORPORATION: AR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-60363 FILM NUMBER: 10571924 BUSINESS ADDRESS: STREET 1: POST OFFICE BOX 7009 CITY: PINE BLUFF STATE: AR ZIP: 71611 BUSINESS PHONE: 8705411084 MAIL ADDRESS: STREET 1: POST OFFICE BOX 7009 CITY: PINE BLUFF STATE: AR ZIP: 71611 FORMER COMPANY: FORMER CONFORMED NAME: SIMMONS FIRST NATIONAL BANK TRUST & INVESTMENT MGMT GROUP DATE OF NAME CHANGE: 19990428 SC 13G/A 1 sc13ga_020310.htm SCHEDULE 13G/A (AMENDMENT NO. 9)
For the Year Ending
December 31, 2009


SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 9)

SIMMONS FIRST NATIONAL CORPORATION
(Name of Issuer)

CLASS A COMMON STOCK
(Title of Class of Securities)

828730200
(CUSIP Number)

 
Check the appropriate box to designate the rule pursuant to which this schedule is filed:

[X]         Rule 13d-1(b)
[ ]         Rule 13d-1(c)
[ ]         Rule 13d-1(d)

1)  Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons.

SIMMONS FIRST TRUST COMPANY N.A.   71-0832709

2)      Check the Appropriate Box if a Member of a Group.
(See Instructions)

(a) ________________________________________
(b) ________________________________________

3)      SEC Use Only---------------------------

4)      Citizenship or Place of Organization.   ARKANSAS


 
Number of Shares                     5)         Sole Voting Power                                                        -0-
Beneficially                                6)         Shared Voting Power                                                         -0-
Owned by Each                         7)         Sole Dispositive Power                                         1,011,969
Reporting                                   8)         Shared Dispositive Power                                                -0-
Person With

 
9)    Aggregate Amount Beneficially Owned by Each Reporting Person.

1,011,969 shares

10)     Check if the Aggregate Amount in Row (9) Excludes Certain Shares.
(See Instructions)

11)     Percent of Class Represented by Amount in Row 9.   5.92%

12)     Type of Reporting Person.  (See Instruction)   BK
 
Item 1(a)
Name of Issuer:   SIMMONS FIRST NATIONAL CORPORATION

Item 1(b)
Address of Issuer's Principal Executive Offices:

501 MAIN STREET
P. O. BOX 7009
PINE BLUFF, ARKANSAS 71611
 
Item 2(a)
Name of Person Filing:   SIMMONS FIRST TRUST COMPANY, N.A.

Item 2(b)
Address of Principal Business Office or, if none, Residence:

501 MAIN STREET
P. O. BOX 7009
PINE BLUFF, ARKANSAS 71611

Item 2(c)
Citizenship:   ARKANSAS

Item 2(d)
Title of Class of Securities:   CLASS A COMMON STOCK

Item 2(e)
CUSIP Number:   828730200
 
Item 3.
If this statement is filed pursuant to 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:

 
(a)
[ ]
Broker or Dealer registered under Section 15 of the Act (15 U.S.C. 78o);
 
 
(b) 
[X]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
 
 
(c)
[ ]
Insurance Company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

 
(d)
[ ]
Investment Company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
 
 
(e)
[ ]
Investment Adviser in accordance with 240.13d-1(b)(1)(ii)(E);
 
 
(f)
[ ]
Employee Benefit Plan or Endowment Fund in accordance with 240.13d-1(b)(1)(ii)(F);

 
(g)
[ ]
Parent Holding Company or control person, in accordance with 240.13d-1(b)(ii)(G);
 
 
(h)
[ ]
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
 
 
(i)
[ ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a–3);
 
 
(j)
[ ]
A non-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J);
 
 
(k)
[ ]
Group, in accordance with §240.13d–1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J), please specify the type of institution:
 
Item 4.
Ownership

 
(a) 
Amount Beneficially Owned:   1,011,969

 
(b) 
Percent of Class:   5.92%

 
(c) 
Number of shares as to which such person has:

 
(i)
sole power to vote or direct the vote.   -0-

 
(ii)
shared power to vote or direct the vote.   -0-

 
(iii)
sole power to dispose or to direct the disposition of.   1,011,969

 
(iv)
shared power to dispose or to direct the disposition of.   -0-

Item 5. 
Ownership of Five Percent or Less of a Class.   NOT APPLICABLE

Item 6.
Ownership of More than Five Percent on Behalf of Another Person.

PURSUANT TO THE TERMS OF THE SIMMONS FIRST NATIONAL CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN, ANY DIVIDENDS RECEIVED OR PROCEEDS OF SALE OF THE SUBJECT SECURITIES WOULD INURE TO THE BENEFIT OF THE EMPLOYEES OF SIMMONS FIRST NATIONAL CORPORATION AND ITS SUBSIDIARIES, WHO ARE PARTICIPANTS IN THE PLAN, AND WOULD BE HELD, ADMINISTERED AND DISTRIBUTED IN ACCORDANCE WITH THE TERMS OF SUCH PLAN.  THE PLAN COVERS IN EXCESS OF 1,000 EMPLOYEES AND NO SINGLE EMPLOYEE'S INTEREST THEREUNDER EQUALS OR EXCEEDS FIVE PERCENT (5%) OF THIS CLASS OF SECURITIES OF THE ISSUER.

Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

NOT APPLICABLE.

Item 8.
Identification and Classification of Members of the Group.

NOT APPLICABLE.

Item 9.
Notice of Dissolution of Group.   NOT APPLICABLE.

Item 10.
Certification.


By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purposes or effect.

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.


1/28/10                                                                /s/ Joe Clement
 Date                                                                   Joe Clement, President
Simmons First Trust Company, N.A., Trustee,
Simmons First National Corporation
Employee Stock Ownership Plan

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